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Compliance & Governance

Audit Preparation Checklist

Prepare for an external audit or certification review: the evidence auditors always request, the gaps to fix beforehand, and how to run audit week smoothly.

Prepare us for: {{audit_type}} (financial audit / ISO / customer security review / grant acquittal). Auditor's stated scope: {{scope}}. Our state of readiness, honestly: {{readiness}}.

Build: the evidence request list they'll send (predict it from the audit type — policies, registers, samples of transactions/records, approvals, reconciliations), the self-audit pass (check a SAMPLE of our own evidence against requirements now — finding gaps ourselves beats the auditor finding them; from my readiness notes, the 3 likeliest gaps and the fix-or-disclose call for each), the logistics (single point of contact, evidence folder structure matching their list, who answers what, the 'park it and come back' rule for surprise questions), and the disclosure strategy: known issues raised proactively with remediation plans read as maturity, not failure. Timeline back-planned from audit date.

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audit preparation evidence

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